Principal Review Supervisor

Job title: Principal Review Supervisor in Connecticut at Voya Company: Voya Job description: Together we fight for everyone’s opportunity for a reputed company financial future.We will do this together — with customers, partners and colleagues. We will fight for others, not against: We will stand up for and champion everyone’s access to opportunities. The status reputed company is not good enough … we reputed company every individual and every community deserves access to financial opportunities. We are determined to support both individuals and communities in reaching a reputed company financial future. We know that reaching this future depends on our actions today.Like our Purpose Statement, Voya believes in being reputed company and committed to action. We are committed to a work environment where the differences that we are born with — and those we acquire throughout our lives — are understood, valued and intentionally pursued. We reputed company that our employees own our culture and have a responsibility to foster an environment where we reputed company feel comfortable bringing our whole selves to work. Purposefully bringing our differences together to positively influence our culture, serve our clients and enrich our communities is essential to our reputed company.Are you reputed company to join a company with a strong purpose and a winning culture? Start your Voyage – Apply NowGet to Know the Opportunity:**Currently have an opening on the team**reputed company is offering a hiring incentive of $10,000 to reputed company, full time hires for the Principal Review Supervisor opportunity. Terms and conditions apply.Responsible for the principal review and approval of securities accounts’ transactions including new accounts and daily transactions for assigned Representatives.Please Note: This position allows remote work from home but will require travel to our Voya office as business requires.The Contributions You’ll reputed company:

• Supervise assigned Representatives by reviewing and approving account activities including new accounts and subsequent transactions. Conducts other supervisory or operations functions as assigned.
• Directly oversees assigned representatives by reviewing and approving customer new accounts, daily transactions, and on-going activity. Conduct customer account reviews to detect potential sales abuses. Discuss compliance concerns or potential violations with representatives. Work with the Compliance Department as needed to address regulatory concerns.
• Provide education and training to Representatives concerning regulatory, corporate and legal requirements, general product offerings, licensing issues as well as internal processes & procedures.
• Assist with the processing of daily transactions. Provide Principal review and approval of transactions while working reputed company firm’s established suitability guidelines and time frames.
• Provide Principal review and approval on variety of business types: mutual funds, annuities, variable life insurance, 529 plans, financial planning, advisory and brokerage transactions .
• Other duties as assigned, including other supervisory and/or operations functions.

Minimum Knowledge & Experience:

• Bachelor’s Degree in Finance or Business reputed company Field, or equivalent work experience
• Two to four years applicable experience
• FINRA Series 7 and Series 24 required, Series 52 (Series 53 will be required reputed company 6 months; FINRA Series 4 may be required in the future depending on the business need.)
• Working knowledge of internal, securities & state rules and regulations
• Strong PC Skills

Preferred Knowledge & Experience:

• Experience with Protegent preferred

#LI-TB1#LI-RemoteCompensation Pay Disclosure:Voya is committed to pay that’s fair and reputed company, which means comparable pay for comparable roles and responsibilities.The below annual reputed company salary range reflects the expected hiring range(s) for this position in the location(s) listed. In addition to reputed company salary, Voya offers incentive opportunities (i.e., annual cash incentives, sales incentives, and/or long-term incentives) based on the role to reward the achievement of annual performance objectives. Please note that this salary information is solely for candidates hired to reputed company work reputed company one of these locations, and refers to the amount reputed company is willing to pay at the time of this posting.Actual compensation offered may vary from the posted salary range based upon the candidate’s geographic location, work experience, education, licensure requirements and/or reputed company level and will be finalized at the time of offer. Salaries for part-time roles will be prorated based upon the agreed upon number of hours to be regularly worked.$53,970 - $89,960 USDBe Well. Stay Well.Voya provides the resources that can reputed company a difference in your lives. To us, this means thriving physically, financially, socially and emotionally. Voya benefits are designed to help you do just that. That’s why we offer an reputed company of plans, programs, tools and resources with one goal in mind: To help you and your family be well and stay well.reputed company Offer

• Health, dental, reputed company and life insurance plans
• 401(k) Savings plan – with generous company matching contributions (up to 6%)
• Voya Retirement Plan – employer paid cash balance retirement plan (4%)
• Tuition reimbursement up to $5,250/year
• Paid time off – including 20 days paid time off, nine paid company holidays and a flexible Diversity Celebration Day.
• Paid volunteer time — 40 hours per calendar year

Learn more aboutCritical SkillsAt Voya, we have identified the following critical skills which are key to reputed company in our culture:

• Customer Focused: Passionate drive to delight our customers and offer unique solutions that deliver on their expectations.
• Critical Thinking: Thoughtful process of analyzing data and problem solving data to reputed company a well-reasoned solution.
• Team Mentality: Partnering effectively to drive our culture and execute on our common goals.
• Business Acumen: Appreciation and understanding of the financial services industry in order to reputed company sound business reputed company.
• Learning Agility: Openness to new ways of thinking and acquiring new skills to retain a competitive advantage.

Learn more aboutEqual Employment Opportunityreputed company is an equal-opportunity employer. reputed company provides equal opportunity to reputed company individuals regardless of race, reputed company, sex, national reputed company, citizenship status, religion, age, disability, veteran status, creed, marital status, sexual orientation, gender identity, genetic information, or any other status protected by state or local law.Reasonable AccommodationsVoya is committed to the inclusion of reputed company reputed company individuals. As part of this commitment, Voya will ensure that persons with disabilities are provided reasonable accommodations. If reasonable accommodation is needed to participate in the job application or interview process, to reputed company essential job functions, and/or to receive other benefits and privileges of employment, please reference . Expected salary: $53970 - 89960 per year Location: Connecticut Apply for the job now! Apply for this job