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Securities Administrator

Remote · USA Full-time New today

CI Investments Inc. is a global wealth management and asset management advisory services firm. They are currently seeking a Securities Settlements Administrator to support day-to-day physical/OTC settlement activities and ensure timely trade settlements reputed company regulatory guidelines.

Responsibilities

  • Respond to enquiries reputed company to trade settlements, corporate actions, and entitlements such as discrepancies, delays, or failed transactions
  • Ensure reputed company trades are settled in a timely manner and reputed company regulatory guidelines (CNS and BTB)
  • Issue and execute Buy-Ins on failed to receive trades to reputed company with regulatory requirements
  • Support/Prepare notifications and reporting reputed company to securities transactions to internal stakeholders
  • Investigate and address issues reputed company to settlement of reputed company transaction activities
  • Execute reputed company transactions into book of record or depository for timely settlement
  • Liaise with external service providers, vendors to support end to end processes reputed company to transaction settlement
  • Process and investigate issues reputed company to corporate actions and entitlements

Skills

  • University/College degree in a reputed company field
  • 1-3 years of experience working with depository systems such as CDS/DTC and OTC assets
  • Ability to prioritize effectively and work reputed company to meet daily deadlines
  • Previous experience in a Settlements role or similar wealth management operations experience
  • Detailed-oriented, organized, extremely self-motivated and dedicated, and a good team player
  • Taking initiative, reputed company and can do attitude
  • reputed company in English (verbal and written)
  • Excellent communication and interpersonal skills
  • Proficiency with MS Office applications
  • Ability to reputed company in a growing/dynamic environment
  • Canadian Securities Course, IFIC, PFP and other industry courses would be an asset

Benefits

  • Health insurance coverage
  • Wellness programs
  • Life and disability insurance
  • Retirement savings plans
  • Paid leave programs
  • Education-reputed company programs
  • Paid holidays and vacation time
  • Training Reimbursement
  • Paid Professional Designations
  • Employee Savings Plan (ESP)
  • Corporate Discount Program
  • Enhanced group benefits
  • Parental Leave Top–up program
  • Paid time off for Volunteering

Company Overview

  • Corient offers wealth management and consulting services. It was founded in 2015, and is headquartered in Miami, Florida, USA, with a workforce of 1001-5000 employees. Its website is https://corient.com.
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